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Support - Useful publications, guides & links

ICAS self help pack

Publications and policy

Making things better? (external link) A report on reform of the NHS complaints procedure in England: 2ND REPORT—SESSION 2004-2005. Health Service Ombudsman,10th March 2005.

NHS documents and programmes

Copying letters to patients (external link)
The Copying Letters to Patients initiative is a government objective which originated in the NHS Plan: "letters between clinicians about individual patient's care will be copied to the patient as of right".

Clinical governance (external link)
Clinical governance is the system through which NHS organisations are accountable for continuously improving the quality of their services and safeguarding high standards of care.

Expert Patient Programme (external link)
The Expert Patients Programme (EPP) is a NHS-based training programme that provides opportunities to people who live with long-term chronic conditions to develop new skills to manage their condition better on a day-to-day basis.

Improvement Leaders’ Guide to Involving Patients and Carers (external link)
Modernisation Agency. A summary of current thinking and practical advice for improvement.
PCT Competency Framework , National Primary and Care Trust Development Programme (Community, patient and public involvement is the 7th competency

Patient choice (external link)
Strategy to give patients more choice about how, when and where they receive treatment.

Patient and public involvement - a brief overview (4 November 2004) (external link)

Patient and Public Involvement in Health : The evidence for policy implementation. (external link)
A summary of the results of the Health in Partnership research programme (March 2004)

Health in Partnership research programme website (external link)
Health in Partnership is a research programme supporting greater patient, carer and public participation in healthcare decision-making. The programme consists of 12 studies.

NHS in Wales
Signposts (2001) and Signposts Two (2003) A practical guide to Public and patient Involvement in Wales
Signposts was an overarching document on policy and practice: Signposts Two is mainly about tackling the challenges of developing PPI practice into a more mature form – moving beyond the baseline to achieve better practice and performance.

NHS in Scotland
Involving people website (external link)
Provides extensive resources, publications and training materials relevant to UK.
Patient Focus and Public Involvement report (2001) (external link)

NHS Inquiry reports

Learning from Bristol. The report of the Public Inquiry into children’s heart surgery at the Bristol Royal Infirmary 1984-1995 (external link). London: The Stationery Office, 2001

Committee of inquiry: Independent investigation into how the NHS handled allegations about the conduct of Clifford Ayling (external link). London: Department of Health, 2004

Committee of inquiry to investigate how the NHS handled allegations about the performance and conduct of Richard Neale (external link).
London: Department of Health, 2004

Shipman Inquiry Fifth report - Safeguarding patients: Lessons from the past - proposals for the future (external link)
. London: The Stationery Office, 2004 (Command Paper CM 6394)

Safeguarding Patients (external link) (February 2007) DH response to the Shipman Inquiry

Making amends. A consultation paper setting out proposals for reforming the approach to clinical negligence in the NHS (external link). London: Department of Health, 2003

Standards for better health. London:(external link) Department of Health, 2004

Social care documents

Getting the best from complaints: Consultation on the changes to the Social Services Complaints Procedures for children, young people and other people making a complaint.(external link) London: Department for Education and Skills, 2004

Learning from Complaints: Consultation on Changes to the Social Services Complaints Procedure for Adults.(external link) Department of Health. October 2004

An independent voice: Proposals for the independent review stage of the new social services complaints procedure - a CSCI consultation document. (external link)London: Commission for Social Care Inspection, 2004

Voluntary sector compact (external link)
The national Compact is an agreement between the voluntary and community sector and government in England to improve their relationship for mutual advantage. Local Compacts aim to do this locally between the sector, councils and other local public bodies. Over the past five years, five good practice codes on volunteering, consultation, black and ethnic minority community organisations, funding, and community groups have been developed.

Department of Health and NHS guides

DOH Report The First Year of ICAS: 1 September 2003–31 August 2004 (external link)

Handling complaints in the NHS - good practice toolkit for local resolution (external link)

Healthcare Commission guide “Unhappy with how your complaint has been dealt with by the NHS?” and complaint review request form (external link)

NHS guidance on confidentiality and data protection. (external link)

DOH consent site (external link)

Health service guidelines on bereavement (external link)

4Ps resources for policy guidance

Patient and public involvement in the NHS: overview - guide updated September 2004 (external link)

Section 11 of the Health and Social Care Act (2001) and Local Compacts (April 2003) (external link)

Extending patient CHOICE programme (May 2003) (external link)

Primary Care CHOICE 2005 programme (September 2003) (external link)

Health Information materials and sites

A Guide to Producing Health Information (external link)
University of Aberdeen Health Services Research Unit
This web-based guide give useful ideas and practical advice for producing good quality information materials

How to Write Medical Information in Plain English (external link)
Plain English Campaign 2001

NHS Direct Online (external link)
NHS Direct Online has links to other information providing organisations and patient interest groups

Best Treatments (external link)
BMJ and NHS Direct site: gives the clinical evidence for what treatments and drugs work for particular conditions

DIPEx: database of patient experiences (external link)
DIPEx is a registered charity based in Oxford University's Department of Primary Care. It was founded by the former editor of the Drug and Therapeutics Bulletin and a GP who was diagnosed with breast cancer 5 years ago. The site answers questions about what a diagnosis means and what the person should do about it.

Dr Foster (external link)
Dr Foster is a commercial site with DOH and professional bodies' approval. It provides information on which hospitals are best at treating certain conditions, how long patients can expect to wait, which questions patients should be asking their doctor, and who are the specialist doctors across a range of more than 8,000 conditions.

Dr Ann’s Virtual Surgery (external link)
Award winning teenager health site written by two doctors – Dr Ann McPherson GP, and Dr Aidan Macfarlane, a paediatrician. Both of them have specialised in looking after the health of young people for many years. The site is interactive and lots of topics are covered.

Embarrassing Problems (external link)
Winner of the Global Pharmaceutical Award for Best Online Consumer Education Initiative. Straight-talking advice from a UK doctor on a number of problems such as spots, sexual problems, hairiness, breast problems, wind, bad breath, anal problems and other 'embarrassing' problems.

Data on written complaints in the NHS

http://www.ic.nhs.uk/news/press/pr301105

Data on written complaints in the NHS

The Health and Social Care Information Centre annual data on Written Complaints in the NHS 2004 – 2005.

The survey provides a count of the number of written complaints received by the NHS, what the complaints were about and how the NHS handled them. It covers written complaints about Hospital and Community Health Services, Family Health Services, including dentists, opticians and PCT administration, as well as NHS Direct and walk-in centres.

Main findings:

  • There was practically no change in the number of written complaints about hospital and community services between the two years (90,413 written complaints in 2004/2005, compared with 90,122 in 2003/04).
  • The speed of dealing with these complaints improved over this time and 74.7% were concluded within 20 working days, compared with 69.1% in the previous year. At the end of the year 1.5% (1,398) were outstanding compared to 4.6% (4,172) the previous year.
  • There was practically no change in the number of written complaints about family health services received in a practice or surgery (43,407 written complaints, compared to 43,347 in 2003/04).
  • Complaints about the PCT administration of family health services accounted for only 1.6% (715) of these complaints. This fell from 3.4% (1,455) in the previous year.

The data is available on the Health and Social Care Information Centre http://www.ic.nhs.uk/pubs/wcomplaints .

Selection from the findings:

Service area

Total complaints

Concluded within 20 working days
% and number

Concluded outside 20 working days

Still being pursued

Not stated

Total

90,413

74.7%

67,558

21,246

1,398

211

Hospital acute services:   Inpatient

29,715

69.5%

20,643

8,371

583

118

Hospital acute services:   Outpatient

28,230

79.4%

22,425

5,410

341

54

Hospital acute services:   A&E

6,749

72.9%

4,920

1,722

88

19

Elderly (geriatric) services

1,544

65.0%

1,004

507

33

-

Mental health services

8,542

76.9%

6,571

1,842

129

-

Maternity services

2,488

69.6%

1,731

709

35

13

Ambulance services

2,507

82.7%

2,074

418

15

-

Community hospital services

1,532

73.0%

1,119

372

34

7

NHS Direct

26

30.8%

8

17

*

-

Walk in centres

280

80.7%

226

51

*

-

Other community health services

7,396

77.4%

5,721

1,559

116

-

PCT commissioning

1,404

79.5%

1,116

268

20

-

 

Profession

Number of complaints1

Total

90,066

Medical (including surgical)

40,762

Dental (including surgical)

762

Professions supplementary to medicine

4,514

Nursing, Midwifery and Health Visiting

19,308

Scientific, Technical and Professional

1,670

Ambulance crews (including paramedics)

2,201

Maintenance and Ancillary staff

1,925

PCT Administrative staff / members (exc FHS admin)

1,196

Trust Administrative staff / members

7,619

Other

10,108

 

Subject of complaint

Number of complaints

Total

90,066

Admissions, discharge and transfer arrangements

4,564

Aids and appliances, equipment, premises (including access)

2,439

Appointments, delay / cancellation (outpatient)

10,957

Appointments, delay / cancellation (inpatient)

3,420

Length of time waiting for a response, or to be seen:  NHS Direct

122

Length of time waiting for a response, or to be seen:  Walk in centres

297

Attitude of staff

11,497

All aspects of clinical treatment

32,496

Communication / information to patients (written and oral)

8,419

Consent to treatment

277

Complaints handling

78

Patients privacy and dignity

1,028

Patients property and expenses

984

PCT commissioning (including waiting lists)

1,108

Independent sector services commissioned by PCTs

163

Independent sector services commissioned by trusts

110

Personal records (including medical and / or complaints)

1,149

Failure to follow agreed procedures

597

Patient's status, discrimination (e.g. racial, gender, age)

137

Mortuary and post mortem arrangements

93

Transport (ambulances and other)

1,770

Policy and commercial decisions of trusts

1,024

Code of openness - complaints

12

Hotel services (including food)

2,028

Other

5,298

 

England

Complaints about hospital & community by SHA area

90,413

74.7%

67,558

21,246

1,398

211

Q01

Norfolk, Suffolk and Cambridgeshire SHA

4,016

77.2%

3,101

900

15

-

Q02

Bedfordshire and Hertfordshire SHA

2,366

78.1%

1,848

486

32

-

Q03

Essex SHA

2,564

69.8%

1,789

728

47

-

Q04

North West London SHA

4,630

75.7%

3,505

995

130

-

Q05

North Central London SHA

3,626

69.8%

2,532

913

181

-

Q06

North East London SHA

3,618

68.8%

2,489

1,062

67

-

Q07

South East London SHA

4,191

71.5%

2,997

1,146

48

-

Q08

South West London SHA

2,655

72.7%

1,931

663

61

-

Q09

Northumberland, Tyne and Wear SHA

2,251

77.6%

1,746

475

30

-

Q10

County Durham & Tees Valley SHA

1,578

76.6%

1,208

368

*

-

Q11

North and East Yorkshire and Northern Lincolnshire SHA

1,884

80.7%

1,520

333

31

-

Q12

West Yorkshire SHA

3,688

65.9%

2,429

1,211

48

-

Q13

Cumbria & Lancashire SHA

2,777

79.1%

2,196

551

30

-

Q14

Greater Manchester SHA

4,717

78.3%

3,695

939

83

-

Q15

Cheshire & Merseyside SHA

4,617

69.4%

3,204

1,160

42

211

Q16

Thames Valley SHA

3,221

71.9%

2,317

863

41

-

Q17

Hampshire and Isle of Wight SHA

2,986

67.8%

2,026

910

50

-

Q18

Kent and Medway SHA

2,668

70.1%

1,870

749

49

-

Q19

Surrey and Sussex SHA

4,760

76.7%

3,650

1,058

52

-

Q20

Avon, Gloucestershire & Wiltshire SHA

4,019

71.7%

2,882

1,075

62

-

Q21

South West Peninsula SHA

3,050

71.4%

2,178

845

27

-

Q22

Somerset & Dorset SHA

2,105

78.4%

1,651

438

16

-

Q23

South Yorkshire SHA

2,035

81.4%

1,656

361

18

-

Q24

Trent SHA

3,986

81.0%

3,228

636

122

-

Q25

Leicestershire, Northamptonshire & Rutland SHA

2,952

85.9%

2,537

399

16

-

Q26

Shropshire and Staffordshire SHA

2,206

66.3%

1,462

739

5

-

Q27

Birmingham and the Black Country SHA

4,629

82.4%

3,816

744

69

-

Q28

West Midlands South SHA

2,392

79.9%

1,911

464

17

-

 

 

 

 

 

 

 

 

QXX

London Ambulance Service NHS Trust

226

81.4%

184

35

 

-

 

 

 
ICAS Resources for the complaints journey
April 18, 2007
ICAS Resources for the complaints journey