
ICAS self help pack
Publications and policy

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Making things better? (external link) A report on reform of the NHS complaints procedure in England: 2ND REPORT—SESSION 2004-2005. Health Service Ombudsman,10th March 2005.
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NHS documents and programmes
Copying letters to patients (external link)
The Copying Letters to Patients initiative is a government objective which originated in the NHS Plan: "letters between clinicians about individual patient's care will be copied to the patient as of right".
Clinical governance (external link)
Clinical governance is the system through which NHS organisations are accountable for continuously improving the quality of their services and safeguarding high standards of care.
Expert Patient Programme (external link)
The Expert Patients Programme (EPP) is a NHS-based training programme that provides opportunities to people who live with long-term chronic conditions to develop new skills to manage their condition better on a day-to-day basis.
Improvement Leaders’ Guide to Involving Patients and Carers (external link)
Modernisation Agency. A summary of current thinking and practical advice for improvement.
PCT Competency Framework , National Primary and Care Trust Development Programme (Community, patient and public involvement is the 7th competency
Patient choice (external link)
Strategy to give patients more choice about how, when and where they receive treatment.
Patient and public involvement - a brief overview (4 November 2004) (external link)
Patient and Public Involvement in Health : The evidence for policy implementation. (external link)
A summary of the results of the Health in Partnership research programme (March 2004)
Health in Partnership research programme website (external link)
Health in Partnership is a research programme supporting greater patient, carer and public participation in healthcare decision-making. The programme consists of 12 studies.
NHS in Wales
Signposts (2001) and Signposts Two (2003) A practical guide to Public and patient Involvement in Wales
Signposts was an overarching document on policy and practice: Signposts Two is mainly about tackling the challenges of developing PPI practice into a more mature form – moving beyond the baseline to achieve better practice and performance.
NHS in Scotland
Involving people website (external link)
Provides extensive resources, publications and training materials relevant to UK.
Patient Focus and Public Involvement report (2001) (external link)
NHS Inquiry reports
Learning from Bristol. The report of the Public Inquiry into children’s heart surgery at the Bristol Royal Infirmary 1984-1995 (external link). London: The Stationery Office, 2001
Committee of inquiry: Independent investigation into how the NHS handled allegations about the conduct of Clifford Ayling (external link). London: Department of Health, 2004
Committee of inquiry to investigate how the NHS handled allegations about the performance and conduct of Richard Neale (external link). London: Department of Health, 2004
Shipman Inquiry Fifth report - Safeguarding patients: Lessons from the past - proposals for the future (external link). London: The Stationery Office, 2004 (Command Paper CM 6394)
Safeguarding Patients (external link) (February 2007) DH response to the Shipman Inquiry
Making amends. A consultation paper setting out proposals for reforming the approach to clinical negligence in the NHS (external link). London: Department of Health, 2003
Standards for better health. London:(external link) Department of Health, 2004
Social care documents
Getting the best from complaints: Consultation on the changes to the Social Services Complaints Procedures for children, young people and other people making a complaint.(external link) London: Department for Education and Skills, 2004
Learning from Complaints: Consultation on Changes to the Social Services Complaints Procedure for Adults.(external link) Department of Health. October 2004
An independent voice: Proposals for the independent review stage of the new social services complaints procedure - a CSCI consultation document. (external link)London: Commission for Social Care Inspection, 2004
Voluntary sector compact (external link)
The national Compact is an agreement between the voluntary and community sector and government in England to improve their relationship for mutual advantage. Local Compacts aim to do this locally between the sector, councils and other local public bodies. Over the past five years, five good practice codes on volunteering, consultation, black and ethnic minority community organisations, funding, and community groups have been developed.
Department of Health and NHS guides
DOH Report The First Year of ICAS: 1 September 2003–31 August 2004 (external link)
Handling complaints in the NHS - good practice toolkit for local resolution (external link)
Healthcare Commission guide “Unhappy with how your complaint has been dealt with by the NHS?” and complaint review request form (external link)
NHS guidance on confidentiality and data protection. (external link)
DOH consent site (external link)
Health service guidelines on bereavement (external link)
4Ps resources for policy guidance
Patient and public involvement in the NHS: overview - guide updated September 2004 (external link)
Section 11 of the Health and Social Care Act (2001) and Local Compacts (April 2003) (external link)
Extending patient CHOICE programme (May 2003) (external link)
Primary Care CHOICE 2005 programme (September 2003) (external link)
Health Information materials and sites
A Guide to Producing Health Information (external link)
University of Aberdeen Health Services Research Unit
This web-based guide give useful ideas and practical advice for producing good quality information materials
How to Write Medical Information in Plain English (external link)
Plain English Campaign 2001
NHS Direct Online (external link)
NHS Direct Online has links to other information providing organisations and patient interest groups
Best Treatments (external link)
BMJ and NHS Direct site: gives the clinical evidence for what treatments and drugs work for particular conditions
DIPEx: database of patient experiences (external link)
DIPEx is a registered charity based in Oxford University's Department of Primary Care. It was founded by the former editor of the Drug and Therapeutics Bulletin and a GP who was diagnosed with breast cancer 5 years ago. The site answers questions about what a diagnosis means and what the person should do about it.
Dr Foster (external link)
Dr Foster is a commercial site with DOH and professional bodies' approval. It provides information on which hospitals are best at treating certain conditions, how long patients can expect to wait, which questions patients should be asking their doctor, and who are the specialist doctors across a range of more than 8,000 conditions.
Dr Ann’s Virtual Surgery (external link)
Award winning teenager health site written by two doctors – Dr Ann McPherson GP, and Dr Aidan Macfarlane, a paediatrician. Both of them have specialised in looking after the health of young people for many years. The site is interactive and lots of topics are covered.
Embarrassing Problems (external link)
Winner of the Global Pharmaceutical Award for Best Online Consumer Education Initiative. Straight-talking advice from a UK doctor on a number of problems such as spots, sexual problems, hairiness, breast problems, wind, bad breath, anal problems and other 'embarrassing' problems.
Data on written complaints in the NHS
http://www.ic.nhs.uk/news/press/pr301105
Data on written complaints in the NHS
The Health and Social Care Information Centre annual data on Written Complaints in the NHS 2004 – 2005.
The survey provides a count of the number of written complaints received by the NHS, what the complaints were about and how the NHS handled them. It covers written complaints about Hospital and Community Health Services, Family Health Services, including dentists, opticians and PCT administration, as well as NHS Direct and walk-in centres.
Main findings:
- There was practically no change in the number of written complaints about hospital and community services between the two years (90,413 written complaints in 2004/2005, compared with 90,122 in 2003/04).
- The speed of dealing with these complaints improved over this time and 74.7% were concluded within 20 working days, compared with 69.1% in the previous year. At the end of the year 1.5% (1,398) were outstanding compared to 4.6% (4,172) the previous year.
- There was practically no change in the number of written complaints about family health services received in a practice or surgery (43,407 written complaints, compared to 43,347 in 2003/04).
- Complaints about the PCT administration of family health services accounted for only 1.6% (715) of these complaints. This fell from 3.4% (1,455) in the previous year.
The data is available on the Health and Social Care Information Centre http://www.ic.nhs.uk/pubs/wcomplaints .
Selection from the findings:
Service area |
Total complaints |
Concluded within 20 working days
% and number |
Concluded outside 20 working days |
Still being pursued |
Not stated |
 |
Total |
90,413 |
74.7% |
67,558 |
21,246 |
1,398 |
211 |
 |
Hospital acute services: Inpatient |
29,715 |
69.5% |
20,643 |
8,371 |
583 |
118 |
Hospital acute services: Outpatient |
28,230 |
79.4% |
22,425 |
5,410 |
341 |
54 |
Hospital acute services: A&E |
6,749 |
72.9% |
4,920 |
1,722 |
88 |
19 |
Elderly (geriatric) services |
1,544 |
65.0% |
1,004 |
507 |
33 |
- |
Mental health services |
8,542 |
76.9% |
6,571 |
1,842 |
129 |
- |
Maternity services |
2,488 |
69.6% |
1,731 |
709 |
35 |
13 |
Ambulance services |
2,507 |
82.7% |
2,074 |
418 |
15 |
- |
Community hospital services |
1,532 |
73.0% |
1,119 |
372 |
34 |
7 |
NHS Direct |
26 |
30.8% |
8 |
17 |
* |
- |
Walk in centres |
280 |
80.7% |
226 |
51 |
* |
- |
Other community health services |
7,396 |
77.4% |
5,721 |
1,559 |
116 |
- |
PCT commissioning |
1,404 |
79.5% |
1,116 |
268 |
20 |
- |
Profession |
Number of complaints1 |
 |
Total |
90,066 |
 |
Medical (including surgical) |
40,762 |
Dental (including surgical) |
762 |
Professions supplementary to medicine |
4,514 |
Nursing, Midwifery and Health Visiting |
19,308 |
Scientific, Technical and Professional |
1,670 |
Ambulance crews (including paramedics) |
2,201 |
Maintenance and Ancillary staff |
1,925 |
PCT Administrative staff / members (exc FHS admin) |
1,196 |
Trust Administrative staff / members |
7,619 |
Other |
10,108 |
Subject of complaint |
Number of complaints |
 |
Total |
90,066 |
 |
Admissions, discharge and transfer arrangements |
4,564 |
Aids and appliances, equipment, premises (including access) |
2,439 |
Appointments, delay / cancellation (outpatient) |
10,957 |
Appointments, delay / cancellation (inpatient) |
3,420 |
Length of time waiting for a response, or to be seen: NHS Direct |
122 |
Length of time waiting for a response, or to be seen: Walk in centres |
297 |
Attitude of staff |
11,497 |
All aspects of clinical treatment |
32,496 |
Communication / information to patients (written and oral) |
8,419 |
Consent to treatment |
277 |
Complaints handling |
78 |
Patients privacy and dignity |
1,028 |
Patients property and expenses |
984 |
PCT commissioning (including waiting lists) |
1,108 |
Independent sector services commissioned by PCTs |
163 |
Independent sector services commissioned by trusts |
110 |
Personal records (including medical and / or complaints) |
1,149 |
Failure to follow agreed procedures |
597 |
Patient's status, discrimination (e.g. racial, gender, age) |
137 |
Mortuary and post mortem arrangements |
93 |
Transport (ambulances and other) |
1,770 |
Policy and commercial decisions of trusts |
1,024 |
Code of openness - complaints |
12 |
Hotel services (including food) |
2,028 |
Other |
5,298 |
England |
Complaints about hospital & community by SHA area |
90,413 |
74.7% |
67,558 |
21,246 |
1,398 |
211 |
 |
Q01 |
Norfolk, Suffolk and Cambridgeshire SHA |
4,016 |
77.2% |
3,101 |
900 |
15 |
- |
Q02 |
Bedfordshire and Hertfordshire SHA |
2,366 |
78.1% |
1,848 |
486 |
32 |
- |
Q03 |
Essex SHA |
2,564 |
69.8% |
1,789 |
728 |
47 |
- |
Q04 |
North West London SHA |
4,630 |
75.7% |
3,505 |
995 |
130 |
- |
Q05 |
North Central London SHA |
3,626 |
69.8% |
2,532 |
913 |
181 |
- |
Q06 |
North East London SHA |
3,618 |
68.8% |
2,489 |
1,062 |
67 |
- |
Q07 |
South East London SHA |
4,191 |
71.5% |
2,997 |
1,146 |
48 |
- |
Q08 |
South West London SHA |
2,655 |
72.7% |
1,931 |
663 |
61 |
- |
Q09 |
Northumberland, Tyne and Wear SHA |
2,251 |
77.6% |
1,746 |
475 |
30 |
- |
Q10 |
County Durham & Tees Valley SHA |
1,578 |
76.6% |
1,208 |
368 |
* |
- |
Q11 |
North and East Yorkshire and Northern Lincolnshire SHA |
1,884 |
80.7% |
1,520 |
333 |
31 |
- |
Q12 |
West Yorkshire SHA |
3,688 |
65.9% |
2,429 |
1,211 |
48 |
- |
Q13 |
Cumbria & Lancashire SHA |
2,777 |
79.1% |
2,196 |
551 |
30 |
- |
Q14 |
Greater Manchester SHA |
4,717 |
78.3% |
3,695 |
939 |
83 |
- |
Q15 |
Cheshire & Merseyside SHA |
4,617 |
69.4% |
3,204 |
1,160 |
42 |
211 |
Q16 |
Thames Valley SHA |
3,221 |
71.9% |
2,317 |
863 |
41 |
- |
Q17 |
Hampshire and Isle of Wight SHA |
2,986 |
67.8% |
2,026 |
910 |
50 |
- |
Q18 |
Kent and Medway SHA |
2,668 |
70.1% |
1,870 |
749 |
49 |
- |
Q19 |
Surrey and Sussex SHA |
4,760 |
76.7% |
3,650 |
1,058 |
52 |
- |
Q20 |
Avon, Gloucestershire & Wiltshire SHA |
4,019 |
71.7% |
2,882 |
1,075 |
62 |
- |
Q21 |
South West Peninsula SHA |
3,050 |
71.4% |
2,178 |
845 |
27 |
- |
Q22 |
Somerset & Dorset SHA |
2,105 |
78.4% |
1,651 |
438 |
16 |
- |
Q23 |
South Yorkshire SHA |
2,035 |
81.4% |
1,656 |
361 |
18 |
- |
Q24 |
Trent SHA |
3,986 |
81.0% |
3,228 |
636 |
122 |
- |
Q25 |
Leicestershire, Northamptonshire & Rutland SHA |
2,952 |
85.9% |
2,537 |
399 |
16 |
- |
Q26 |
Shropshire and Staffordshire SHA |
2,206 |
66.3% |
1,462 |
739 |
5 |
- |
Q27 |
Birmingham and the Black Country SHA |
4,629 |
82.4% |
3,816 |
744 |
69 |
- |
Q28 |
West Midlands South SHA |
2,392 |
79.9% |
1,911 |
464 |
17 |
- |
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QXX |
London Ambulance Service NHS Trust |
226 |
81.4% |
184 |
35 |
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- |
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